Fiduciary vs. Broker

Foundations Investment Advisors, LLC. (FIA) is a SEC Registered Investment Advisor (RIA) that specializes in offering managed portfolios based on specific risk tolerance profiles. Unlike brokers, who work with dealers and charge commissions to make trades, FIA focuses on the protection and risk adjusted growth of your assets while charging a competitive and transparent management fee.


  • Creates & Sells Their Own Products
  • Earns Commissions to Make Trades
  • Front End or Back End “Loaded” Funds
  • Difficult to Measure Total Fees & Costs


  • Registered Investment Advisor
  • No Commissions
  • Competitive Management Fee
  • No “Loaded” Funds
  • Transparent, Easy to Understand Charges

“The underlying principles of sound investment should not alter from decade to decade, but the application of these principles must be adapted to significant changes in the financial mechanisms and climate.

- Benjamin Graham

Foundations Investment Advisors

Foundations Investment Advisors

10575 N. 114th Street, Ste 107
Scottsdale, AZ 85259



Contact FIA

Advisory services offered through Foundations Investment Advisors, LLC, an SEC registered investment adviser.